Poetics by Aristotle

Aristotle approaches poetry with the same scientific method with which he treats physics and biology. He begins by collecting and categorizing all the data available to him and then he draws certain conclusions and advances certain theses in accordance with his analysis. In the case of tragedy, this means he divides it into six parts, identifies plot as the most important part, and examines the different elements of plot and character that seem to characterize successful tragedies. He tentatively suggests that tragedy ultimately aims at the arousal of pity and fear and at the katharsis of these emotions. Then he begins to lay out certain theories as to what makes a good tragedy: it must focus on a certain type of hero who must follow a certain trajectory within a plot that is tightly unified, etc. Aristotle's conclusions, then, are based less on personal taste and more on an observation of what tends to produce the most powerful effects.

Aristotle's method raises the fundamental question of whether poetry can be studied in the same way as the natural sciences. Though there are some benefits to Aristotle's method, the ultimate answer seems to be "no." The scientific method relies on the assumption that there are certain regularities or laws that govern the behavior of the phenomena being investigated. This method has been particularly successful in the physical sciences: Isaac Newton, for example, managed to reduce all mechanical behavior to three simple laws. However, art does not seem to be governed by unchanging, unquestionable laws in the same way that nature is. Art often thrives and progresses by questioning the assumptions or laws that a previous generation has accepted. While Aristotle insisted on the primacy and unity of plot, Samuel Beckett has achieved fame as one of this century's greatest playwrights by constructing plays that arguably have no plot at all. Closer to Aristotle's time, Euripides often violated the Aristotelian principles of structure and balance in a conscious effort to depict a universe that is neither structured nor balanced. Not surprisingly, Aristotle seems to have preferred Sophocles to Euripides.

These remarks on Sophocles and Euripides bring us to another problem of interpreting Aristotle: we have a very limited stock of Greek tragedies against which to test Aristotle's theories. Aristotle could have been familiar with hundreds, or even thousands, of tragedies. All we have today are thirty-three plays by three tragedians. As a result, it is difficult to say to what extent most tragedies fit Aristotle's observations. Those that we have, however, often grossly violate Aristotle's requirement. The best example we have of an Aristotelian tragedy is Oedipus Rex , so it is no wonder that Aristotle makes such frequent reference to it in his examples.

Three points stand out as probably the most important in the Poetics: (1) the interpretation of poetry as mimesis, (2) the insistence on the primacy and unity of mythos, or plot, and (3) the view that tragedy serves to arouse the emotions of pity and fear and then to effect a katharsis of these emotions.

Further, narrative is essential to Aristotle's definition of poetry. Not only comedy and tragedy, but also the epic poetry of the Greeks tells stories, as we find in the Iliad and the Odyssey . Both drama and epic poetry are fictional accounts that imitate real life in some way. On the other hand, a great deal of poetry in the modern world does not imitate life in any obvious way. For instance, the Robert Burns line, "My love is like a red, red rose" may be said to "imitate" or represent the poet's love for a woman, but by that token, Empedocles' verses might be said to "imitate" or represent certain philosophical concepts.

Aristotle is not trying to condemn Robert Burns for writing love poems; he is simply trying to catalog the different kinds of poetry that existed in his time. They all employ language, rhythm, and harmony in some way or another, they all deal with people who are engaging in certain kinds of action, and they all involve some sort of direct or indirect narrative. Whether something is an epic poem, a comedy, or a tragedy depends on how it fits within these categories. For instance, a tragedy is a composite of language, rhythm, and harmony that deals with agents who are on the whole better than us, and the poet speaks directly through these agents.

Aristotle further elaborates on the value of the mimetic arts with his assertion that we are naturally imitative creatures who delight in imitation. Aristotle relates this claim to our ability to learn and reason: we exercise our reason when seeing something as an imitation of something else. It takes a certain level of recognition to see a bunch of men dancing and singing in masks as imitations of characters from ancient myths, to see stylized gestures as imitations of real action, or to see the emotional intensity generated both by actors and audience as an imitation of the emotional intensity that would have been felt if the action on stage were transpiring in real life. Aristotle defines humans as rational animals, suggesting that our rationality is what distinguishes us from other creatures. If the ability to recognize an imitation and understand what it is meant to represent requires reasoning, then we are delighting in that very faculty that makes us human.

Aristotle's account of the origin of tragedy seems on the whole quite sound. The sparseness of archaeological and other evidence has long frustrated scholars, but it seems that Aristotle's suggestion that tragedy evolved from the dithyramb is as good as any we have. Dionysus is the Greek god of vegetation and wine, and the dithyrambs in honor of him are thought to have been part of festivals celebrating the harvest and the changing of the seasons. These songs were thus part of religious ceremonies, and the speaker that accompanied the large chorus was probably a priest of some sort. Though initially improvised, these dithyrambs developed a more rigid structure, and the speaker often engaged in dialogue with the chorus. Aeschylus is generally credited with the innovation of adding a second actor, which transformed choral singing into dialogue, ritual into drama. In short, Aeschylus invented tragedy and is the first great playwright of the Western tradition.

Aristotle elaborates on what he means when he says that the action of a tragedy is complete in itself and with magnitude. For a plot to be a complete whole, it must have a beginning, middle, and end. The beginning is a point that does not necessarily follow from anything else, which naturally has consequences following from it. The end is a point that naturally follows from preceding events but does not have any necessary consequences following it. The middle is a point that is naturally connected both to events before and after it.

The magnitude of a story is important, as it is in any art. Paintings are neither infinitesimally small nor monstrously big because they must be of such a size as to be taken in by the eye. Similarly, a tragedy must be of a moderate length so as to be taken in by the memory. Usually, time limits are set by the audience or other outside factors, but Aristotle suggests that the longer the play the greater the magnitude, provided the poet can hold the tragedy together as one coherent statement. As a general rule of thumb, he suggests the action should be long enough to allow the main character to pass through a number of necessary or probable steps that take him from fortune to misfortune or vice versa.